Craig Scott Capital Appoints John Pellegrino Series 4 (Registered Options Principal)

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PRESS RELEASE: UNIONDALE, NY (June 21, 2013)– Craig Scott Capital, a registered broker-dealer, announced that John Pellegrino has joined the firm as its Series 4 (Registered Options Principal).

Mr. Pellegrino has more than 40 years of comprehensive professional experience in the financial services industry, with particular emphasis on Compliance.

Mr. Pellegrino began his career with the National Association of Securities Dealers (“NASDAQ”) as an Assistant Director, where he directed member firm examinations, while guiding three supervisors and a staff of thirty examiners. He went on to work for Merrill Lynch & Co. During more than 20 years at the firm he served as Senior Home Office Compliance Director, Senior & Compliance Registered Principal (SROP/CROP), Deputy Director of Compliance – Manager Special Products and Compliance Manager – Eastern Sales Division.

Following his tenure of more than two decades at Merrill Lynch, Mr. Pellegrino served as Director of Compliance, Chief Compliance Officer at Gruntal & Co; Senior Vice President, Director of Compliance, Chief Compliance Officer, Registered Options Principal at Ryan Beck & Co.; and Managing Director, Chief Compliance Officer at Leerink Swain LLC.

“We are delighted to have John join our firm. He adds depth to our team in a vital area,” said Craig Scott Taddonio, President and CEO of Craig Scott Capital.

“I’m very excited to have this opportunity to be part of the Craig Scott Capital team,” Mr. Pellegrino said.

Mr. Pellegrino holds the Uniform Securities Agent State Law (Series 63), Commodity Futures (Series 3), Registered Options Principal (Series 40, Interest Rate Options (Series 5), General Securities Representative (Series 7), NYSE Branch Office Manager (Series 12), Compliance Official (Series 14), Foreign Currency Options (Series 15), NASD General Securities Principal (Series 40) and Municipal Bond Principal (Series 53).

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About Craig Scott Capital, LLC

Craig Scott Capital is a registered broker-dealer dedicated to the brokerage and investment needs of its clients. The firm specializes in providing clients with strategic investment ideas in both the public markets and alternative investments. The firm delivers a high level of service, principled professionalism and the desire to fully commit to helping clients achieve their investment goals.

Craig Scott Capital is a member of the Financial Industry Regulatory Authority (“FINRA”), NASDAQ and the Securities Investor Protection Corporation (“SIPC”).

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